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SEC

SEC Approves Generic Listing Standards for Commodity-Based Trust Shares

The Securities and Exchange Commission today voted to approve proposed rule changes by three national securities exchanges to adopt generic listing standards for exchange-traded products that hold spot commodities, including…

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September 17, 2025
SEC

SEC Issues Policy Statement Clarifying that Mandatory Arbitration Provisions Will Not Affect Effectiveness of Registration Statements

The Securities and Exchange Commission today published a policy statement to announce that decisions about whether to accelerate the effectiveness of a registration statement will not be affected by the presence…

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September 17, 2025
SEC

SEC and CFTC Extend Form PF Compliance Date to Oct. 1, 2026

The Securities and Exchange Commission and U.S. Commodity Futures Trading Commission each voted to further extend the date for investment advisers to comply with amendments to Form PF, the confidential…

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September 17, 2025

Notice: This site does not contain legal advice, and all content is for informational purposes only.

An engagement letter signed by a Spizzirri Law LLC attorney as well as the accepted client engagement letter engagement letter is needed to create an attorney-client relationship.

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