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Read more about the article SEC Seeks Final Judgment Against Former Western Asset Co-CIO Ken Leech in Cherry Picking Case
Business Newspaper on wooden desk with glasses and coffee cup, Daily Newspaper mock-up concept
SEC

SEC Seeks Final Judgment Against Former Western Asset Co-CIO Ken Leech in Cherry Picking Case

The Securities and Exchange Commission today moved for entry of a final judgment by consent against Stephen Kenneth Leech II, the former co-chief investment officer of registered investment adviser Western Asset Management Company LLC, whom the SEC…

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October 6, 2026
Read more about the article SEC to Host Virtual National Compliance Outreach Seminar for Investment Companies and Investment Advisers
Business Newspaper on wooden desk with glasses and coffee cup, Daily Newspaper mock-up concept
SEC

SEC to Host Virtual National Compliance Outreach Seminar for Investment Companies and Investment Advisers

The Securities and Exchange Commission’s Compliance Outreach Program announced today that it will host a virtual national seminar for investment companies and investment advisers on November 19, 2026. The purpose of the event is to help chief compliance…

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October 6, 2026

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The Spizzirri Law LLC logo displays the firm name above the green words “Business Counsel,” with a stylized S emblem.
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© 2026 Spizzirri Law LLC

  • About Us
    • Spizzirri Team
      • Who We Are
      • Meet Our Team
      • Spizzirri Support Staff
      • Careers
      • Charity
    • Our Professionals
  • What we do
    • Our Core Expertises
      • General Counsel Services
      • Mergers & Acquisitions
      • Tax
      • Business Litigation
      • Opinions Expert Witness
    • IRS Feed
  • Our Thinking
    • Perspectives
      • Our Thinking
      • Our Process
      • Strategies & Planning
    • Blog
  • Client Services
    • Services
      • Become A Client
      • Payment Portal
      • Resources
      • Client Forms
    • Client Registration