| In the Matter of Canaccord Genuity LLC |
|
2026-01 |
Securities and Futures |
| Paxful, Inc. and Paxful USA, Inc. |
|
2025-02 |
Money Services Businesses |
| In the Matter of Brink’s Global Services USA, Inc. |
|
2025-01 |
Money Services Businesses |
| In the Matter of Sahara Dunes Casino, LP d/b/a Lake Elsinore Hotel and Casino |
|
2024-03 |
Casinos |
| In the Matter of TD Bank, N.A. and TD Bank USA, N.A. |
|
2024-02 |
Depository Institutions |
| In the Matter of Gyanendra Kumar Asre |
|
2024-01 |
Depository Institutions, Money Services Businesses |
| In the Matter of Binance Holdings Limited, et. al. d/b/a Binance and Binance.com |
|
2023-04 |
Money Services Businesses |
| In the Matter of Shinhan Bank America |
|
2023-03 |
Depository Institutions |
| In the Matter of Bancrédito International Bank and Trust Corporation |
|
2023-02 |
Depository Institutions |
| In the Matter of The Kingdom Trust Company |
|
2023-01 |
Depository Institutions |
| In the Matter of Bittrex, Inc. |
|
2022-03 |
Money Services Businesses |
| In the Matter of A&S World Trading Incorporated |
|
2022-02 |
|
| In the Matter of USAA Federal Savings Bank |
|
2022-01 |
Depository Institutions |
| In the Matter of CommunityBank of Texas, N.A. |
|
2021-03 |
Depository Institutions |
| In the Matter of HDR Global Trading Limited, 100x Holdings Limited, ABS Global Trading Limited, Shine Effort Inc. Limited, HDR Global Services (Bermuda) Limited, d/b/a BITMEX |
|
2021-02 |
|
| In the Matter of Capital One, National Association |
|
2021-01 |
Depository Institutions |
| In the Matter of Larry Dean Harmon d/b/a Helix |
|
2020-2 |
Money Services Businesses |
| In the Matter of Michael LaFontaine |
|
2020-01 |
Depository Institutions |
| In the Matter of Eric Powers |
|
2019-01 |
Money Services Businesses |
| In the Matter of UBS Financial Services Inc. |
|
2018-03 |
Securities and Futures |
| In the Matter of Artichoke Joe’s, a California Corporation d/b/a Artichoke Joe’s Casino |
|
2018-02 |
Casinos |
| In the Matter of U.S. Bank National Association |
|
2018-01 |
Depository Institutions |
| In the Matter of Artichoke Joe’s Casino [UPDATED, See #2018-02] |
|
2017-05 |
Casinos |
| In the Matter of Lone Star National Bank |
|
2017-04 |
Depository Institutions |
| In the Matter of BTC-E a/k/a Canton Business Corporation and Alexander Vinnik |
|
2017-03 |
Money Services Businesses |
| In the Matter of Merchants Bank of California, N.A. |
|
2017-02 |
Depository Institutions |
| In the Matter of Western Union Financial Services, Inc. |
|
2017-01 |
Money Services Businesses |
| In the Matter of Bethex Federal Credit Union |
|
2016-06 |
Depository Institutions |
| In the Matter of CG Technology, L.P. f/k/a Cantor G&W (Nevada), L.P. d/b/a Cantor Gaming |
|
2016-05 |
Casinos |
| In the Matter of Hawaiian Gardens Casino, Inc. d/b/a The Gardens Casino |
|
2016-04 |
Casinos |
| In the Matter of Sparks Nugget, Inc., d/b/a John Ascuaga’s Nugget |
|
2016-03 |
Casinos |
| In the Matter of Kustandy Rayyan D/B/A Thriftway Food Mart |
|
2016-02 |
Money Services Businesses |
| In the Matter of Gibraltar Private Bank and Trust Company |
|
2016-01 |
Depository Institutions |
| In the Matter of B.A.K. Precious Metals, Inc. |
|
2015-12 |
Precious Metals/Jewelry Industry |
| In the Matter of Oaks Card Club d/b/a Oaks Club |
|
2015-11 |
Casinos |
| In the Matter of Desert Palace, Inc. d/b/a Caesars Palace |
|
2015-10 |
Casinos |
| In the Matter of Lee’s Snack Shop, Inc. and Hong Ki Yi |
|
2015-09 |
Money Services Businesses |
| In the Matter of Bank of Mingo |
|
2015-08 |
Depository Institutions |
| In the Matter of Hong Kong Entertainment (Overseas) Investments, Ltd., d/b/a Tinian Dynasty Hotel & Casino |
|
2015-07 |
Casinos |
| In the Matter of King Mail & Wireless Inc., and Ali Al Duais |
|
2015-06 |
Money Services Businesses |
| In the Matter of Ripple Labs, Inc. XRP Fund II, LLC Attachment A: Statement of Facts and Violations Attachment B: Remedial Framework |
|
2015-05 |
Money Services Businesses |
| In the Matter of Aurora Sunmart Inc. and Jamal Awad |
|
2015-04 |
Money Services Businesses |
| In the Matter of Trump Taj Mahal Casino Resort |
|
2015-02 |
Casinos |
| In the Matter of First National Community Bank of Dunmore, Pennsylvania |
|
2015-03 |
Depository Institutions |
| In the Matter of Oppenheimer & Co., Inc. |
|
2015-01 |
Securities and Futures |
| In the Matter of Thomas E. Haider |
|
2014-08 |
Money Services Businesses |
| In the Matter of North Dade Community Development Federal Credit Union |
|
2014-07 |
Depository Institutions |
| In the Matter of BPI, Inc. |
|
2014-06 |
Money Services Businesses |
| In the Matter of George Que |
|
2014-05 |
Casinos |
| In the Matter of Mian, Inc. d/b/a Tower Package Store |
|
2014-04 |
Money Services Businesses |
| In the Matter of New Milenium Cash Exchange, Inc. and Flor Angella Lopez |
|
2014-03 |
Money Services Businesses |
| In the Matter of Saleh H. Adam dba Adam Service |
|
2014-02 |
Money Services Businesses |
| In the Matter of JPMorgan Chase Bank, N.A. |
|
2014-01 |
Depository Institutions |
| In the Matter of Saddle River Valley Bank |
|
2013-02 |
Depository Institutions |
| In the Matter of TD Bank, N.A. |
|
2013-1 |
Depository Institutions |
| In the Matter of HSBC Bank USA N.A. |
|
2012-02 |
Depository Institutions |
| In the Matter of HSBC Bank USA N.A. |
|
2012-02 |
Money Services Businesses |
| In the Matter of First Bank of Delaware |
|
2012-01 |
Depository Institutions |
| In the Matter of Frank E. Mendoza |
|
2011-11 |
Depository Institutions |
| In the Matter of Sarith Meas |
|
2011-10 |
Money Services Businesses |
| In the Matter of Mohamed Mohamed-Abas Sheikh |
|
2011-9 |
Money Services Businesses |
| In the Matter of Altima, Inc. |
|
2011-8 |
Money Services Businesses |
| In the Matter of Ocean Bank |
|
2011-7 |
Depository Institutions |
| In the Matter of the Lower Sioux Indian Community d/b/a Jackpot Junction Casino Hotel |
|
2011-06 |
Casinos |
| In the Matter of Pacific National Bank |
|
2011-5 |
Depository Institutions |
| In the Matter of Victor Kaganov |
|
2011-2 |
Money Services Businesses |
| In the Matter of Mohamed Abukar Sufi d/b/a Halal Depot |
|
2011-04 |
Money Services Businesses |
| In the Matter of Omar Abukar Sufi d/b/a Halal Depot |
|
2011-03 |
Money Services Businesses |
| In the Matter of Zions First National Bank |
|
2011-01 |
Depository Institutions |
| In the Matter of Baltic Financial Services, Inc. |
|
2010-5 |
Money Services Businesses |
| In the Matter of Pinnacle Capital Markets, LLC |
|
2010-4 |
Securities and Futures |
| In the Matter of Pamrapo Savings Bank, S.L.A. |
|
2010-3 |
Depository Institutions |
| In the Matter of Eurobank, San Juan, Puerto Rico |
|
2010-02 |
Depository Institutions |
| In the Matter of Wachovia Bank, National Association, Charlotte, North Carolina |
|
2010-1 |
Depository Institutions |
| In the Matter of Doha Bank, New York Branch |
|
2009-1 |
Depository Institutions |
| In the Matter of NY Branch United Bank for Africa |
|
2008-3 |
Depository Institutions |
| In the Matter of El Noa Noa Corporation |
|
2008-2 |
Money Services Businesses |
| In the Matter of Sigue Corporation and Sigue, LLC |
|
2008-1 |
Money Services Businesses |
| In the Matter of Union Bank of California, N.A. |
|
2007-2 |
Depository Institutions |
| In the Matter of American Express Bank International and American Express Travel Related Services Company, Inc |
|
2007-1 |
Depository Institutions, Money Services Businesses |
| In the Matter of Beach Bank |
|
2006-09 |
Depository Institutions |
| In the Matter of The Foster Bank |
|
2006-08 |
Depository Institutions |
| In the Matter of Israel Discount Bank of New York |
|
2006-07 |
Depository Institutions |
| In the Matter of Deprez’s Quality Jewelry and Loans, Inc. |
|
2006-06 |
Money Services Businesses |
| In the Matter of Liberty Bank of New York |
|
2006-05 |
Depository Institutions |
| In the Matter of Frosty Food Mart |
|
2006-04 |
Money Services Businesses |
| In the Matter of BankAtlantic |
|
2006-03 |
Depository Institutions |
| In the Matter of the New York Branch of Metropolitan Bank & Trust Company |
|
2006-02 |
Depository Institutions |
| In the Matter of the Tonkawa Tribe of Oklahoma and Edward E. Street |
|
2006-01 |
Casinos |
| In the Matter of Oppenheimer & Company, Inc. |
|
2005-04 |
Securities and Futures |
| In the Matter of The New York Branch of ABN AMRO Bank N.V |
|
2005-05 |
Depository Institutions |
| In the Matter of Banco de Chile-New York and Banco de Chile-Miami |
|
2005-03 |
Depository Institutions |
| In the Matter of The New York Branch of Arab Bank |
|
2005-02 |
Depository Institutions |
| In the Matter of Gulf Corporation |
|
2005-01 |
Depository Institutions |
| In the Matter of AmSouth Bank |
|
2004-02 |
Depository Institutions |
| In the Matter of Riggs Bank, NA |
|
2004-01 |
Depository Institutions |
| In the Matter of Hartsfield Capital Securities, Inc. |
|
2003-05 |
Securities and Futures |
| In the Matter of Korea Exchange Bank, New York, New York |
|
2003-04 |
Depository Institutions |
| In the Matter of Greenville Riverboat, LLC d/b/a Lighthouse Point Casino |
|
2003-03 |
Casinos |
| In the Matter of Western Union Financial Services, Inc. |
|
2003-02 |
Money Services Businesses |
| In the Matter of Banco Popular de Puerto Rico |
|
2003-01 |
Depository Institutions |
| In the Matter of Great Eastern Bank of Florida |
|
2002-02 |
Depository Institutions |
| In the Matter of Sovereign Bank |
|
2002-01 |
Depository Institutions |
| In the Matter of Angelina Plett |
|
2001-02 |
Money Services Businesses |
| In the Matter of Joseph A. Sivigliano |
|
2001-01 |
Money Services Businesses |
| In the Matter of Rainbow Casino Vicksburg |
|
2000-02 |
Casinos |
| In the Matter of Casa De Cambio Rega |
|
2000-01 |
Money Services Businesses |
| In the Matter of D & S Check Cashing, Inc. and Michael Rose |
|
MSB99-012 |
Money Services Businesses |
| In the Matter of Mex Pesos Currency Exchange |
|
MSB99-009 |
Money Services Businesses |
| In the Matter of Ameristar Casino Vicksburg, Inc. |
|
CAS-99-003 |
|
| In the Matter of Polish & Slavic Federal Credit Union |
|
DI 99-011 |
|
| In the Matter of Sunflower Bank, N.A. |
|
DI 99-008 |
|
| In the Matter of Riverboat Corporation of Mississippi, d/b/a Isle of Capri Casino-Biloxi |
|
CAS-99-004 |
|
| In the Matter of Grand Casinos of Mississippi, Inc. Biloxi |
|
CAS-99-007 |
|
| In the Matter of Riverboat Corporation of Mississippi-Vicksburg, d/b/a Isle of Capri-Vicksburg |
|
CAS-99-005 |
|
| In the Matter of Lady Luck Mississippi, Inc., d/b/a Lady Luck Natchez |
|
CAS-99-006 |
|
| In the Matter of Biloxi Casino Corp., d/b/a/ Casino Magic-Biloxi |
|
CAS-99-002 |
|
| In the Matter of Gulfside Casino Partnership, d/b/a Copa Casino |
|
CAS-99-001 |
|
