Read more about the article SEC Small Business Advisory Committee to Explore Modernizing Market Access
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SEC Small Business Advisory Committee to Explore Modernizing Market Access

The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee announced that it will hold a meeting on Tuesday, July 21, 2026 at 10 a.m. to explore ways to modernize public market access and encourage IPOs…

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Read more about the article SEC Forms New Retail Fraud Working Group
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SEC Forms New Retail Fraud Working Group

The Securities and Exchange Commission today announced the creation of the Retail Fraud Working Group designed to strengthen the Division of Enforcement’s efforts to identify and combat fraud targeting everyday investors.The Retail Fraud Working Group…

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Read more about the article SEC Names Paul Knight as Chief Operating Officer
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SEC Names Paul Knight as Chief Operating Officer

The Securities and Exchange Commission today announced that Paul Knight has been named as the agency’s Chief Operating Officer (COO).As COO, Mr. Knight will oversee the SEC's operational and administrative functions, including the agency's Office of…

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Read more about the article SEC Seeks Public Comment on Novel Exchange-Traded Funds
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SEC Seeks Public Comment on Novel Exchange-Traded Funds

The Securities and Exchange Commission today issued a request for public comment on exchange-traded funds (ETFs) seeking to invest in innovative asset classes or engage in novel investment strategies. The request focuses on ways to facilitate innovation…

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FinCEN.gov

Today, the U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) issued a supplemental Alert to advise financial institutions to be vigilant in detecting, identifying, and reporting suspicious activity connected to Cartel de Jalisco Nueva Generacion (CJNG) and other Mexico-based transnational criminal organizations smuggling fuel from the United States

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