Read more about the article SEC Investor Advisory Committee to Host March 12 Meeting
Business Newspaper on wooden desk with glasses and coffee cup, Daily Newspaper mock-up concept

SEC Investor Advisory Committee to Host March 12 Meeting

The Securities and Exchange Commission’s Investor Advisory Committee will hold a public meeting at the SEC Headquarters in Washington D.C. on March 12 at 10 a.m. ET to discuss public company disclosure reform, fund proxy voting, and a potential…

0 Comments
Read more about the article SEC Announces Roundtable on Options Market Structure Reform
Business Newspaper on wooden desk with glasses and coffee cup, Daily Newspaper mock-up concept

SEC Announces Roundtable on Options Market Structure Reform

The Securities and Exchange Commission announced today that it will host a roundtable on April 16, 2026, to discuss listed options market structure, including facilitating competition in a quote driven market, evaluating the customer experience, and…

0 Comments

FinCEN Issues Exemptive Relief for Minnesota Geographic Targeting Order: What Financial Institutions and Businesses Need to Know

The Minnesota Geographic Targeting Order On February 27, 2026, the U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) issued an Exemptive Relief Order modifying certain compliance obligations under its recently implemented Geographic Targeting Order (GTO) affecting financial institutions in Minnesota. The Minnesota GTO, which became effective on February

0 Comments